Söderberg & Partners' activities are regulated by legislation which includes the Insurance Intermediaries Act (2005:405), the Securities Market Act (2007:528), the Financial Advice to Consumers Act (2003:862), the Act (2009:62) on measures against money laundering and terrorist financing, and the Swedish Financial Supervisory Authority's regulations and general guidelines on securities trading (FFFS 2017:2), insurance mediation (FFFS 2005:11), measures against money laundering and terrorist financing (FFFS 2009:1) and financial advice to consumers (FFFS 2004:4 ).
Many of our activities are subject to permit, and to fulfilment of a number of requirements that apply to Söderberg & Partners as a company, as well as to individual employees. For examples, mediators of insurance and providers of financial advice must have a broad insurance expertise, possess relevant knowledge in law and economics, as well as practical experience. All advisors at Söderberg & Partners have undergone adequate training and have the required experience.
The permit-holding companies in Söderberg & Partners are:
Söderberg & Partners Insurance Consulting AB, 556707-7648
Söderberg & Partners Securities AB, 556674-7456